Financial law

Results: 74731



#Item
811Common law / Medical law / Power of attorney / Abuse / Elder financial abuse

Microsoft Word - FE book final.docx

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Source URL: www.iog.wayne.edu

Language: English - Date: 2016-03-11 15:01:59
812United States securities law / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Arbitration / Self-regulatory organization

OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:19
813Corporate law / Top-level domains / Management / Financial statements / Corporate governance / Generic top-level domain / Annual report / UK Corporate Governance Code / ICANN / Board of directors / Audit committee / .africa

PDF Document

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Source URL: mmx.co

Language: English - Date: 2015-11-30 15:04:46
814Criminal law / Legal terms / National Merit Scholarship Program / Student financial aid / Misdemeanor / Felony / Bail

New Mexico Sentencing Commission NMSC Staff Summary  VCDC’s inmate population has

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Source URL: nmsc.unm.edu

Language: English - Date: 2015-06-28 13:11:32
815Investment / United States securities law / U.S. Securities and Exchange Commission / 76th United States Congress / Investment Advisers Act / Financial adviser / Investment fund / Regulation S-X / Securities Act / Security / Accredited investor / Registered Investment Adviser

NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-06-02 12:08:16
816European Union law / Financial regulation / Lamfalussy process / European Union

Bankers’ Association Initiative

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-09-07 14:32:14
817Mortgage industry of the United States / Subprime mortgage crisis / United States housing bubble / Mortgage / Real property law / Fannie Mae / Freddie Mac / Foreclosure / Federal Housing Finance Agency / Financial crisis of 200708 / Home Affordable Modification Program / Loan modification in the United States

Foreclosure Prevention Report - First Quarter 2016

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Source URL: www.fhfa.gov

Language: English - Date: 2016-06-23 10:56:52
818Equity / English trusts law / Common law / Inheritance / Trust law / Hague Trust Convention / Protector / International Financial Services Commission / United States trust law / Non-profit laws of India

Microsoft Word - S.I___International_#12E200.doc

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Source URL: www.belizecompanies.com

Language: English - Date: 2015-12-02 17:49:30
819European Union directives / Alternative Investment Fund Managers Directive / Corporate law / European Union / Financial Conduct Authority

FCAENFORCEMENT (EUROPEAN LONG-TERM INVESTMENT FUNDS REGULATIONSINSTRUMENT 2016 Powers exercised by the Financial Conduct Authority A.

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Source URL: www.handbook.fca.org.uk

Language: English
820Self-regulatory organizations / Crowdfunding / United States securities law / Systemic risk / Financial regulation / Securities Exchange Act / Financial Industry Regulatory Authority / Security / Jumpstart Our Business Startups Act

Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights

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Source URL: www.entrex.net

Language: English - Date: 2016-06-20 10:11:36
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